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ABOUT OUR FOUNDING ATTORNEY
ABOUT US
LEGAL GOVERNANCE POLICY
PRIVACY POLICY
COOKIE POLICY

D • FANT LAW is a multidisciplinary law firm that offers broad expertise by integrating various legal practices.

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LEGAL GOVERNANCE POLICY

At D • FANT LAW, we tailor our assistance to the specific needs of the business. We use both best practices and innovative solutions to address complex problems, including using a creative form of online compliance training that has received national media attention. We provide practical advice to clients on how to remain in compliance with applicable laws without sacrificing commercial competitiveness. Specifically, our corporate compliance and legal risk management work includes:

  • Assisting with key organizational issues such as board oversight and review processes, and establishing compliance governance at the management level
  • Developing board-level and management-level governance to address legal risks and compliance requirements such as Freedom of Information Act and Hatch Act requirements
  • Conducting risk assessments to identify potential areas of legal, regulatory and fraud risk
  • Designing and implementing overall compliance and ethics systems
  • Creating and reviewing codes of conduct
  • Developing programs and procedures aimed at specific risks (e.g., Foreign Corrupt Practices Act, False Claims Act, Anti-Kickback Act)
  • Developing and conducting training and awareness programs through live, virtual and online media at all levels, from boards of directors and senior management to line employees
  • Auditing the effectiveness of existing compliance programs as well as auditing for compliance with specific legal requirements
  • Advising on information and document management issues, including privacy, electronic communications and records retention
  • Advising on regular training for company employees who interact with state or federal government employees
  • Counseling clients on the need to go beyond Dodd-Frank, Sarbanes-Oxley and Foreign Corrupt Practices Act compliance
  • Advising on government legal issues including government ethics, information-sharing, real estate, intellectual property, land-use, transportation, appropriations, technology, human resources, fundraising, and interaction with private organizations and the federal government

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